Carrie Wisniewski has 35+ years of securities industry experience and has earned her MBA degree in Finance and holds numerous industry designations including Certified Fraud Examiner, Certified Financial Crimes Specialist, Certified Regulatory Compliance ProfessionalTM and Certified Securities Compliance ProfessionalTM. She also maintains several FINRA licenses including the 4, 7, 24, 27, 28, 53, 63, 79 and 99. Carrie’s career accomplishments include employment as a registered representative and also as a member of the Compliance Department of Merrill Lynch. She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements. Carrie was recently elected to serve a 3rd term on the FINRA South Region Committee. She is currently a member of the Forensic Expert Witness Association and the National Society of Compliance Professionals, where she served on the Small Broker/Dealer Forum. Carrie has served as President of B/D Compliance Associates, Inc. for the last 25 years, where she offers her clients the industry expertise she has gained from training and experience.